The securities industry essentials sie exam is a new finra exam for prospective securities industry. Finra series 6 securities licensing exam prep nrs fire. Series, examination, within 2 business day cancellationreschedule fee. Series 6 exam frequently asked questions faqs kaplan. Consisting of 50 questions to be completed in 90 minutes, the series 6 exam is for professionals who are limited to soliciting mutual funds, variable annuities, and initial offerings of closed. The series 6 exam is administered by the financial industry regulatory authority finra, covering covers topics on mutual funds, variable annuities, securities and tax regulations, retirement. A general overview of finras series 6, 7, 63, 65 and 66. Be sure to schedule your exam session as far in advance as possible to secure your desired exam date. For example, despite the fact that prometric test centers exist worldwide, some exams are only offered in the country where the client program exists. If you need to reschedule or cancel your qualification exam or regulatory. Series 6 exam investment company productsvariable contracts limited representative. The series 6 exam topics include mutual funds, variable annuities, securities and tax regulations, retirement plans, and insurance products.
A lot goes into properly preparing for these types of exams, and i. For example, a series 6 appointment is scheduled for 2 hours and 45 minutes. After i finished the exam, i wanted to share my experience and what to. Effective january 1, 2020 prometric will be assuming responsibility for the. A lot goes into properly preparing for these types of exams, and i wanted to share my experience and process. Prometric finra exams finra chooses single exam provider.
The series 6 practice test will assist you in passing the series 6 exam, which is a test that assesses the testtakers knowledge and ability to perform adequately when selling securities products. The additional time for these activities cannot be used toward completing the exam itself. Securities industry essentials sie exam dates securities licenses. Candidates who have previously tested with prometric, will receive a welcome email which will contain a link for you to create your account. The firm applies for candidates to take the examination by filing a uniform application for securities industry registration or transfer form u4. After you are enrolled to take an exam, finra will post a 120day window in which you can schedule an appointment with prometric. Taking a finra exam through prometric has never been easier or more. Investment company and variable products representative exam.
Series 6 investment company representative ir series 7 general securities. Schedule an exam date in a location closest to you at finra. If your test has been cancelled or rescheduled due to our covid19 preventative measures, prometric will send you an email as soon as possible with further instructions regarding your exam including a new test date based on when we expect to resume normal testing and steps on how to make changes to this appointment utilizing our websites selfservice function. This means that core content of each series exam is now combined into the entry. Once you have been signed in and have completed the tutorial, the exam will start and a timer with 2 hours and 15 minutes will appear on the monitor.
Arriving at this page means youre well on your way to scheduling an exam, finding a test location or a number of other actions. In february 2018, i took the series 66 exam at my local prometric test center. Once you have been signed in and have completed the tutorial, the exam will start and a timer with 1 hour and 30 minutes will appear on the monitor. Finra moves to prometric as single vendor for securities qualification exams. You can schedule an appointment online at finra or by. For assistance regarding test center capacity in a particular area andor firms with bulk or group. The series 6 exam consists of 100 multiplechoice questions that cover four main functions. New candidates will now need to create a new profile before scheduling their exam. The focus of the exam is the daytoday activities, responsibilities, and job functions related to selling and purchasing these products. Visit the prometric site closure page or call 800 5786273 for a list of.